Science Fiction, Fantasy, and Metaphysics - How Do You Define Genre?

An Examination of Similiarities and Differences in Fantastical Genres

Heather Leah
As a fun exercise, look at the picture I've posted for this article. The photograph allows you to use your imagination. It could be a blast of blue magic released from Harry Potter's wand. It could be a picture of a spaceship just after taking a leap into interstellar travel. Or it could be a creative expression of the energy flowing through the human mind. Fantasy, Science Fiction, or Metaphysical - could you determine the genre of this photo?

It's difficult to really categorize any truly great piece of literature or art. There's an extremely faint line dividing the genres of Science Fiction, Fantasy, and the Metaphysical. For example, one might argue that the Fantasy genre is anything that includes magic, dragons, castles, and people who only fight with bladed weapons; however, this is only a sub genre of Fantasy. A few semesters ago I studied Fantasy literature in a class. While we obviously read the classics, such as J.R.R. Tolkien and Ursula K. LeGuin, whose stories are filled with sword and sorcery, we also studied Octavia Butler's Kindred, a novel that, except for the bit of magical time travel, seems far more suited to be in historical fiction. In short, Kindred is about an African American woman who gets shuttled back to the Antebellum south, when slavery was rampant. It deals with her life on a plantation of slaves. No swords. No grand, epic battles against dragons. Yet it's considered a fantasy book due to its fantastical nature.

Hmm, clearly not all genre characteristics are what they seem.

So, what is Science Fiction? For simplicity's sake let's bring up some generalized points about the Science Fiction genre and how it differs from fantasy.

- Futuristic, rather than medieval
- Robots, space ships, and laser guns (as opposed to dragons, castles, and swords)
- Uses technology instead of magic
- Often deals with alien races with strange, long names. No elves, dwarves, or halflings. (Sorry, Tolkien).

I'm reading Jurassic Park this semester in my Science Fiction literature course. It's considered a work of Sci-fi. Let's count how many of these elements that story has: It's not futuristic. There are no space ships or laser guns. There are no aliens. The only generalized point from my list that applies to Jurassic Park is that is uses technology and science, rather than magic. So does any book merely need one of these elements to be considered Science Fiction?

Then we come to a book like One, by Richard Bach (who also wrote Illusions, one of my favorites!). Brief plot overview: A married couple is flying a personal airplane over the ocean when suddenly they are pulled into a vortex and brought back in time to the precise moment when they both met. Hijinx ensue. Sounds like a Science Fiction book, right? Or maybe a Fantasy? Nope! It's considered regular old Fiction because, get this: It relies on neither magic or technology, but metaphysics-the power of the human mind over reality.

Or what about the familiar Science Fiction classic: Star Wars. Star Wars doesn't take place in the future, though the setting is futuristic. There are spaceships and robots, but magic also exists. Some people fight with laser-guns and some fight with swords. What kind of crossbreed is this story?

Another novel, The Giver, takes place in a small village in the middle of the woods and relies heavily on magic as well as technology. It takes place in the future, but life is simple and primitive. Science Fiction author Orson Scott Card also excels at creating magical, fantastical stories in small societies that have not gained technological advancement; however, those small societies exist on rim planets in a gigantic, super advanced Science Fiction world. The society's story fits into the Fantasy catagory, but the novel is still Science Fiction. How do you classify a story like that?

Anyways, my point is figuring out a story's genre isn't as simple as throwing together a couple of generalizations. Many stories share crossgenre characteristics, and some authors have such creative minds that they can create a fantastical story without resorting to the usual standards of "how things work in a Sci-Fi/Fantasy story."

Those stories are my favorite kinds.


Published by Heather Leah

The most important job in the world is to teach others, whether through writing, classrooms, or friendship. It's a job we all have. I enjoy teaching others that there's more love, compassion, and magic tha...   View profile

  • Most great works of literature cannot be defined by genre.
  • Sometimes simple, magical fantasy stories take place in big, technological Science Fiction worlds.
  • Star Wars, for example, uses many elements of both Science Fiction and Fantasy.

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  • KB (continued) 2/12/2011

    ... count such things solid scifi -- ESPECIALLY the books that don't include futuristic or even modern tech.

    Stories where some of the major characters call upon some power outside themselves (eg, "the Force") to do implausible things, especially if they need incantations, odd potions or drawings on the ground -- that's magic, pure and simple, and "magic" means fantasy. Even set out in space or with modern weapons about.

    As for medieval versus futuristic, vamps/elves/angels versus mutants/aliens/mental powers ... these generally do fall into the expected genres (yes, angels ARE fantasy!), but really are only labels. How they are handled, what powers they have and how they are explained, determines if they are fantasy, scifi, or even either one.

    KB

  • KB 2/12/2011

    Well, not that the real world actually recognizes strict divisions between anything. (Pluto is more a planet than Jupiter is, dammit! >:O ) But for me, if the plot boils down to "how would people act if this happens" and includes parts where the author is effectively trying to convince conservative scholars he's not a total crackpot, it's scifi.

    For example, the old Superfriends show. Mostly it was about Good Guys beating up Bad Guys in funky ways, not so much about what happens to Joe Schmo when neither bunch are around. Not a lot about how their powers are possible, either. This is "science fantasy", not scifi. Harry Turtledove's alt-history stuff? Some have fancy tech, but the stories are all "well, if THIS happened, then it may have caused THAT reaction". Well, a couple series (serieses??) invoke aliens or cross-time exploration as kick-start "cheats", but usually stick to real-world science thereafter. Overall, coun

  • Peter 9/27/2006

    One distinction that a friend and I came up with for Science Fiction was that any fantastical elements are, nonetheless, assumed BY THE CHARACTERS to be explainable through natural causes. They never assume magic is operative. So, for instance, Vulcan-Human hybrids are assumed to be possible in the Star Trek world, though they make no biological sense in ours. "The Force", on the other hand, puts Star Wars in a Science-Fantasy hybrid genre, since it's not assumed to have a natural (i.e. non-magical) explanation. At least in the original three movies... :)

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